CUSIP NO. 359671104
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Page 1 of 10 Pages
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CUSIP NO. 359671104
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Page 2 of 10 Pages
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1
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NAME OF REPORTING PERSON
Sims Capital Management LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
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8
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SHARED VOTING POWER
1,206,324
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9
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SOLE DISPOSITIVE POWER
0
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10
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SHARED DISPOSITIVE POWER
1,206,324
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,206,324
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.36%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
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CUSIP NO. 359671104
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Page 3 of 10 Pages
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1
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NAME OF REPORTING PERSON
David C. Sims
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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|||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
0
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||
8
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SHARED VOTING POWER
1,206,324
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|||
9
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SOLE DISPOSITIVE POWER
0
|
|||
10
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SHARED DISPOSITIVE POWER
1,206,324
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|||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,206,324
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|||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.36%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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CUSIP NO. 359671104
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Page 4 of 10 Pages
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1
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NAME OF REPORTING PERSON
Luke E. Sims
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
12,700
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8
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SHARED VOTING POWER
1,206,324
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9
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SOLE DISPOSITIVE POWER
12,700
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10
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SHARED DISPOSITIVE POWER
1,206,324
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,219,024
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.42%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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CUSIP NO. 359671104
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Page 5 of 10 Pages
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Item 2. | Identity and Background. |
(a)
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Sims Capital Management LLC (a Wisconsin limited liability company) (“SCM”). SCM is owned 50% by David C. Sims and 50% by Luke E. Sims. Messrs. David C. Sims and Luke E. Sims, respectively, are the only managers and officers of SCM.
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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SEC-registered investment advisor (IA)
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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Wisconsin
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(a)
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David C. Sims
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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President of Sims Capital Management LLC, an SEC-registered investment advisor. SCM’s business address is 225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657.
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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United States
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CUSIP NO. 359671104
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Page 6 of 10 Pages
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(a)
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Luke E. Sims
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(b)
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225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657
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(c)
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Chairman of Sims Capital Management LLC, an SEC-registered investment advisor. SCM’s business address is 225 East Mason Street, Suite 802, Milwaukee, WI 53202-3657.
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(d)
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Not applicable
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(e)
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Not applicable
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(f)
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United States
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Item 3. | Source and Amount of Funds or Other Consideration. |
Item 4. | Purpose of Transaction. |
CUSIP NO. 359671104
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Page 7 of 10 Pages
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CUSIP NO. 359671104
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Page 8 of 10 Pages
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Item 5. | Interests in Securities of the Issuer. |
(i)
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Sole power to vote:
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---
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(ii)
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Shared power to vote:
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1,206,324
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(iii)
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Sole power to dispose:
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---
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(iv)
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Shared power to dispose:
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1,206,324
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(i)
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Sole power to vote:
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---
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(ii)
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Shared power to vote:
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1,206,324
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||
(iii)
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Sole power to dispose:
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---
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(iv)
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Shared power to dispose:
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1,206,324
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(i)
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Sole power to vote:
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12,700
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(ii)
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Shared power to vote:
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1,206,324
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(iii)
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Sole power to dispose:
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12,700
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(iv)
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Shared power to dispose:
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1,206,324
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Name
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Trade Date
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Number of Shares Purchased/(Sold)
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Price Per Share
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Sims Capital Management LLC
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08/08/16
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2,700
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$ 2.57
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CUSIP NO. 359671104
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Page 9 of 10 Pages
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Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Exhibit No.
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Description
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99.1
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Joint Filing Agreement.*
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99.2
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Letter, dated July 1, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.*
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99.3
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Letter, dated July 11, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.*
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99.4
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Letter, dated July 18, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.*
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99.5
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Letter, dated August 11, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.*
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99.6 | Letter, dated September 6, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors.* |
99.7 | Letter, dated October 5, 2016, from Sims Capital Management LLC to Full Circle Capital Corporation Board of Directors. |
CUSIP NO. 359671104
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Page 10 of 10 Pages
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SIMS CAPITAL MANAGEMENT LLC
By: /s/ David C. Sims
David C. Sims
President
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/s/ David C. Sims
David C. Sims
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/s/ Luke E. Sims
Luke E. Sims
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